Under Rule 15c2-11 of the Securities Exchange Act, all securities quoted on the OTCQB or OTCQX are required to file a Form 211 through a FINRA-registered market maker. If your Company has not yet filed a Form 211, we can assist you in completing the necessary documentation and submitting your application to a market maker.
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The application process to the OTC Markets will be handled from end to end by your assigned relationship manager. We will guide you with the required documents for completion and ensure that your quotation is obtained as quickly as possible.
We handle the entire DTC application process from start to finish. Our expert team provides consultation services, coordinates with third-party professionals, and arranges the necessary legal opinion from a U.S. attorney as required by the DTCC. Let us manage the complexities of compliance so you can focus on growing your business with confidence.
We take the hassle out of compliance. Our expert team ensures that your business stays on top of all regulatory requirements. Don’t let compliance issues jeopardize your success—allow us to help you navigate!
Your stock ticker is more than just a symbol – it’s a reflection of your Company’s mission and future goals. Align your ticker with what you’re aiming to achieve and make a powerful statement in the market. Whether you're expanding into new sectors or reaching for greater visibility, let us help you change your ticker that truly represents your Company’s new ambitions.
With a highly receptive and active German investor base, especially in the mining sector, now is the perfect time to obtain a Frankfurt listing. Expand your reach, increase visibility, and attract investment from one of Europe’s most supportive markets for mining companies. Let us help you fast-track your listing and put your business in front of eager investors today!
Navigate the Markets
372 Bay Street, Suite 1800 Toronto, Ontario M5H 2W9 Canada
416.799.7061
sales@otcadvisoryservices.com